Call Toll Free – 888.403.9400
Call Toll Free – 888.403.9400

Webinar – Fiduciary Compliance & Legislation Update

(Updated – NEW/SUSPENDED Fiduciary Rules)

Who Should Attend:

Plan Sponsors & Administrators, CPA’s, CFO, Business Owners and Human Resources

Date: Thursday, March 30th, 2017

Webinar – Starting @ 12noon (9am MST/PST)

Length of Time – 45 Minutes

CPE Credits: One(1)

Agenda:

Fiduciary Compliance & Legislation Update

– Who is a Fiduciary related to the 401(k) in your company? (you may be surprised)
– Proposed (Suspended) New DOL* Rules on Fiduciary Responsibility BIC (Best Interest Clause) on 401(k) Plans
– Examples of how the suspension of the BIC (Best Interest Clause) means to you.
– Could you be “At-Risk” for a DOL Audit? We discuss how to REDUCE your risk!
– How to best prepare for Fiduciary Responsibility.
– What should be in your Fiduciary File (Plan Documents)

Through several conversations with many CFO’s, Controllers, Human Resource personnel and corporate ownership, it still amazes us today how many companies have rigid plan structures, have many potential DOL (Department of Labor) Audit Flags and are not aware of the depth of their Fiduciary Duty to the company and the participants.

*DOL – Department of Labor

Seminar Registration

Seminar Registration

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